How 2022 SEC Enforcement Trends Can Boost Compliance in the New Year
Author: Paul A. Lieberman
December 28, 2022Paul A. Lieberman
General
Biography
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Paul A. Lieberman has a distinguished legal practice devoted to client-centric representation in the financial services industry, including broker-dealers, investment advisers, public and private investment companies, insurance companies, registered representatives, financial advisers, agents and associated staff.
Education
- American University, Washington College of Law (JD, 1973)
- City College of New York, (B.A., 1970)
Admissions
- District of Columbia
- New Jersey
- New York
- United States District Court Southern District of New York
- United States District Court Eastern District of New York
Affiliations
American Bar Association
- Litigation Section
District of Columbia Bar Association
New Jersey State Bar Association
- Law and Employment Law Section
- Securities Litigation and Regulatory Enforcement Committee
New York State Bar Association
- Commercial and Federal Litigation Section
- Dispute Resolution Section
- Business & Commercial Law Committee Member
- Committee on Corporate Litigation Counsel
- ComFed Committee on Arbitration and ADR
SEC Alumni Association Member
SEC Enforcement Alumni Member
Former member of PSA, Independent Firms Subcomittee
Society of Financial Services Professionals, Member
Corporate Counsel Association
- Association of Securities and Exchange Commission Alumni
- Securities Regulators Network
The National Society of Compliance Professionals, Inc., Member
Association of Securities & Exchange Commission Alumni (ASECA), Member
Firm Representative, Monmouth County Bar Association
