Traps Management Should Avoid in a Down-Round Financing
Author: Dan Brecher
February 1, 2023Dan Brecher
General
Biography
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Dan Brecher experience ranges from serving as general counsel of New York Stock Exchange and NASD/FINRA member brokerage firms to representing companies in hundreds of public and private securities offerings, and advising institutional and high net worth investors. In addition, Mr. Brecher is counsel of record in several leading published decisions establishing precedents in securities, business and education law.
Education
- Fordham University School of Law (JD, 1969)
- City College of the City University of New York (BA, 1964)
Admissions
New York
- U.S. District Court, Southern and Eastern Districts of New York
- U.S. Court of Appeals, Second Circuit
New Jersey
- U.S. Supreme Court
Additional Info
- The Association of the Bar of the City of New York
- New York State Bar Association
- American Bar Association (Corporation, Banking and Business Law Section)
- Birch Family Services, Inc.: Member, Board of Directors, 1990—; Secretary, 1992-1994; Treasurer, 1994-1996; Chairman, 1996-2005; Vice-Chairman, 2005—.
- Herbert G. Birch Services Fund, Inc.: Chairman, Board of Directors, 1996-2005; Vice-Chairman, 2005—.
