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Investment Banking

Investment Banking

Scarinci Hollenbeck attorneys in this Group have been lead counsel in hundreds of securities offerings, including representing many companies, underwriters, and selling group members in initial public offerings and follow-on offerings.

Key Contacts

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Our Approach

We regularly represent issuers in equity and debt capital raising transactions, including seed, angel, mezzanine, and venture capital financings, as well as in mergers, acquisitions, divestitures, and spinoff transactions.

We have often served as counsel to broker-dealer placement agents, venture capitalists, private equity funds, and investment bankers, including a number of New York Stock Exchange member firms. We have been general counsel and securities counsel to many publicly traded companies, representing them in financing activities and corporate governance and disclosure matters, as well as acting as general counsel to stock brokerage and investment banking firms, and to registered representatives and investment advisors. In this capacity, we have represented them in capital raising transactions and with regard to their registrations and filings with SEC, FINRA and state regulators.

Our numerous publications have appeared in professional and national newspapers and magazines regarding our experience in going public transactions, reverse mergers into public entities, private placements, convertible debt offerings, warrant exchange offerings, securities exchange listings and de-listings. We have lectured on a number of subjects related to the investment banking industry in professional continuing legal education courses, at FINRA and in the graduate school setting, in addition to “talking head” appearances on national television and nationally syndicated radio programs.

For additional information about our corporate and securities practice, see Securities Offerings and Corporate Disclosure.

FAQ

Different kinds of legal matters require attention from specialized areas of law. You can discover the firm`s practice groups or click here.or if you have no idea where to begin, call 201-806-3364, email info@sh-law.com or click here.

    The firm`s core practices include:

In addition, Scarinci Hollenbeck offers a variety of niche, sub-practice groups you can learn more about here.

The firm has several office locations includingLittle Falls, NJRed Bank, NJNew York, NYWashington, D.C.

It depends on the nature of the matter. Scarinci Hollenbeck represents clients around the world. We service our clients in a large variety of matters. In areas such as Intellectual Property, including trademark, copyright, or patent-related matters, we can service these requests regardless of where our clients are based. However, we predominantly handle legal matters whose jurisdiction is New Jersey, New York, the tri-state metropolitan area, and Washington, D.C. We also have attorneys who are licensed to practice in Connecticut, Florida, Massachusetts, Pennsylvania, and other states. We recommend calling one of our dedicated staff members who can help identify if we have an attorney at the firm that can assist you. Feel free to reach out to us at 201-806-3364.

Scarinci Hollenbeck routinely serves business owners, corporate entities, leaders, and operators of small businesses and Fortune 500 companies alike.

We are a general practice law firm that services businesses, corporations, and entities. We typically only represent people who own and operate these organizations. However, you are free to call our business development group at 201-806-3364 or email us at info@sh-law.com A member of our group can direct you to an attorney in our firm that may be able to assist.

SCUH-RIN-SEE HALL-EN-BEK

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Form instructions (Please feel free to contact us with any question.)

* The use of the Internet or this form for communication with the firm or any individual member of the firm does not establish an attorney-client relationship. Confidential or time-sensitive information should not be sent through this form.

Why Choose Us?

Dedicated attorneys

When your livelihood is on the line, having an SEC investigations attorney well-versed in securities law and the ever evolving regulatory landscape is paramount. At Scarinci Hollenbeck, our dedicated attorneys boast multiple decades of extensive experience handling cases tied to securities investigations.

Dedicated attorneys

We offer strategic

We offer strategic legal counsel that acknowledges the distinct challenges faced by officers, directors, and companies embroiled in SEC, DOJ, or AG investigations.

We offer strategic

Unwavering legal support

Whether you’re dealing with SEC compliance, DOJ inquiries, AG investigations, or related matters, you can count on our unwavering legal support to help you navigate the process and achieve the best possible outcome.

Unwavering legal support

Customer focus

Collaboratively, we work with you to grasp the unique intricacies of your circumstances, adapting our legal strategies to align with your goals.

Customer focus