Investment Banking

Scarinci Hollenbeck attorneys in this Group have been lead counsel in hundreds of securities offerings, including representing many companies, underwriters, and selling group members in initial public offerings and follow-on offerings.

Our Approach
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Our Approach

We regularly represent issuers in equity and debt capital raising transactions, including seed, angel, mezzanine, and venture capital financings, as well as in mergers, acquisitions, divestitures, and spinoff transactions.

We have often served as counsel to broker-dealer placement agents, venture capitalists, private equity funds, and investment bankers, including a number of New York Stock Exchange member firms. We have been general counsel and securities counsel to many publicly traded companies, representing them in financing activities and corporate governance and disclosure matters, as well as acting as general counsel to stock brokerage and investment banking firms, and to registered representatives and investment advisors. In this capacity, we have represented them in capital raising transactions and with regard to their registrations and filings with SEC, FINRA and state regulators.

Our numerous publications have appeared in professional and national newspapers and magazines regarding our experience in going public transactions, reverse mergers into public entities, private placements, convertible debt offerings, warrant exchange offerings, securities exchange listings and de-listings. We have lectured on a number of subjects related to the investment banking industry in professional continuing legal education courses, at FINRA and in the graduate school setting, in addition to “talking head” appearances on national television and nationally syndicated radio programs.

For additional information about our corporate and securities practice, see Securities Offerings and Corporate Disclosure.