Investment Banking

Our Approach
Related Articles

Our Approach

We regularly represent issuers in equity and debt capital raising transactions, including seed, angel, mezzanine, and venture capital financings, as well as in mergers, acquisitions, divestitures, and spinoff transactions.

We have often served as counsel to broker-dealer placement agents, venture capitalists, private equity funds, and investment bankers, including a number of New York Stock Exchange member firms. We have been general counsel and securities counsel to many publicly traded companies, representing them in financing activities and corporate governance and disclosure matters, as well as acting as general counsel to stock brokerage and investment banking firms, and to registered representatives and investment advisors. In this capacity, we have represented them in capital raising transactions and with regard to their registrations and filings with SEC, FINRA and state regulators.

Our numerous publications have appeared in professional and national newspapers and magazines regarding our experience in going public transactions, reverse mergers into public entities, private placements, convertible debt offerings, warrant exchange offerings, securities exchange listings and de-listings. We have lectured on a number of subjects related to the investment banking industry in professional continuing legal education courses, at FINRA and in the graduate school setting, in addition to “talking head” appearances on national television and nationally syndicated radio programs.

For additional information about our corporate and securities practice, see Securities Offerings and Corporate Disclosure.

Key Contacts

Let`s get in touch!

* The use of the Internet or this form for communication with the firm or any individual member of the firm does not establish an attorney-client relationship. Confidential or time-sensitive information should not be sent through this form.

Scarinci Hollenbeck diamond

Sign up to get the latest from theScarinci Hollenbeck attorneys!

Please select a category(s) below: