Dan Brecher Articles
Dan Brecher joined Scarinci Hollenbeck after being the head of the Securities and Investment Banking Department of a 250-attorney New York City firm and later running his own boutique securities ...
Does SEC’s Stunning Trial Loss Make It Harder for Agency to Bring insider Trading Cases?
Date: December 28, 2021
The SEC experienced a rare trial loss in an insider-trading case, with the court finding that the agency’s statistical evidence...
Successor Liability – Could You Be Held Liable After Buying a Business?
Under New York law, the general rule is that a corporation that acquires the assets of another is not liable...Failure to Document “Sweat Equity” Agreements Can Lead to Costly Suits
For startup companies and other cash-strapped businesses, so-called “sweat equity” can be extremely beneficial... For startup companies and other cash-strapped...What to Know About the SEC’s “Shadow Trading” Enforcement Action
The Securities and Exchange Commission (SEC) recently brought an enforcement action against a biopharmaceutical executive for a form of insider...
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