Scarinci Hollenbeck, LLC, LLCScarinci Hollenbeck, LLC, LLC
Contact us

Writings by Dan Brecher

Dan Brecher's experience ranges from general counsel of New York Stock Exchange and NASD/FINRA member brokerage firms to representation of companies in hundreds of public and private securities offerings and advising institutional and high net worth investors.
Client Alert industry

Client Alert

Library
Scarinci Hollenbeck remains committed not only to providing top-tier legal services but also to regularly providing information and resources to our client base and internet following. Client Alerts provided by our attorneys supply businesses, municipalities, and more with the latest and relevant legal updates that may impact them and how they might be able to proceed.
61-72 of 311
Top Takeaways from SEC’s Proposed Rule 144 Amendments post image

Top Takeaways from SEC’s Proposed Rule 144 Amendments

The Securities and Exchange Commission (SEC) recently proposed amendments to Rule 144 under the Securities Act of 1933… The Securities and Exchange Commission (SEC) recently proposed amendments to Rule 144 under the Securities Act of 1933 and its related Form 144 filing requirements. The proposal seeks to revise the holding period determination for securities acquired upon […]

Author: Dan Brecher

Link to post with title - "Top Takeaways from SEC’s Proposed Rule 144 Amendments"
Dealing With a Difficult Customer During the Pandemic post image

Dealing With a Difficult Customer During the Pandemic

The COVID-19 pandemic has made it even more challenging to deal with difficult customers... The COVID-19 pandemic has made it even more challenging to deal with difficult customers. There are significantly more rules for both customers and businesses to follow, and many are feeling frustrated or burned out. There are several ways to deal with […]

Author: Dan Brecher

Link to post with title - "Dealing With a Difficult Customer During the Pandemic"
The Benefits and Pitfalls of Using Side Letters for Private Placements post image

The Benefits and Pitfalls of Using Side Letters for Private Placements

While side letters can be helpful in securing key investments, it is imperative to fully understand their legal implications… Side letters are frequently used to enter into legal agreements between private funds and investors. They can be used to alter the terms of a limited partnership agreement or even override certain provisions. While side letters […]

Author: Dan Brecher

Link to post with title - "The Benefits and Pitfalls of Using Side Letters for Private Placements"
When Do Contract Negotiations Cross the Line? post image

When Do Contract Negotiations Cross the Line?

Nearly all business negotiations involve power differentials, which the parties often seek to use to their advantage to broker a better deal... Nearly all business negotiations involve power differentials, which the parties often seek to use to their advantage to broker a better deal. However, there are situations where exerting power over the other party […]

Author: Dan Brecher

Link to post with title - "When Do Contract Negotiations Cross the Line?"
SEC Proposes Conditional Exemption for Finders Helping Small Businesses Raise Funds post image

SEC Proposes Conditional Exemption for Finders Helping Small Businesses Raise Funds

The Securities and Exchange Commission (SEC) is proposing a new conditional exemption for “finders”… The Securities and Exchange Commission (SEC) is proposing a new conditional exemption for “finders” who help small businesses raise capital in private markets. The exemption from the broker registration requirements of Section 15(a) of the Exchange Act would allow natural persons […]

Author: Dan Brecher

Link to post with title - "SEC Proposes Conditional Exemption for Finders Helping Small Businesses Raise Funds"
Enforceability of Restrictive Covenants in New York and New Jersey post image

Enforceability of Restrictive Covenants in New York and New Jersey

Restrictive covenant agreements can be troublesome for both sides and the laws regarding their enforcement can vary from state to state… Restrictive covenant agreements can be troublesome for both sides. The laws regarding their enforcement can also vary from state to state. Accordingly, it is imperative that your contracts include reasonable restrictions and clearly define […]

Author: Dan Brecher

Link to post with title - "Enforceability of Restrictive Covenants in New York and New Jersey"
A Simple Guide to SAFEs for Investors and Startups post image

A Simple Guide to SAFEs for Investors and Startups

A simple agreement for future equity (SAFE) isn’t always so simple... A simple agreement for future equity (SAFE) isn’t always so simple. Before startups and investors consider this increasingly popular security, it is important to understand how SAFEs work. To start, a SAFE is an agreement between an investor and a business in which the […]

Author: Dan Brecher

Link to post with title - "A Simple Guide to SAFEs for Investors and Startups"
Is It Time to Make Your Best Employee a Partner? Five Key Considerations post image

Is It Time to Make Your Best Employee a Partner? Five Key Considerations

Taking on a key employee as a partner can also be a good way for business owners to plan for retirement… There is a lot to be said for teamwork in growing a business. How better to increase the motivation of your employees than to offer an opportunity to own a piece of the business? Taking […]

Author: Dan Brecher

Link to post with title - "Is It Time to Make Your Best Employee a Partner? Five Key Considerations"
Boom of Blank-Check Companies Attracting Attention post image

Boom of Blank-Check Companies Attracting Attention

Blank-check companies, also known as special purpose acquisition companies (SPACS), are booming… Blank-check companies, also known as special purpose acquisition companies (SPACS), are booming. In early October, a record eight SPACs went public in one day, netting $3.25 billion in proceeds. The hot market for blank-check SPAC companies is attracting the attention of brokerages and investors […]

Author: Dan Brecher

Link to post with title - "Boom of Blank-Check Companies Attracting Attention"
Starting an Online Business in the Era of COVID-19 post image

Starting an Online Business in the Era of COVID-19

While the COVID-19 pandemic has wreaked havoc on many existing businesses, it has also created new opportunities for budding entrepreneurs... While the COVID-19 pandemic has wreaked havoc on many existing businesses, it has also created new opportunities for budding entrepreneurs. As social distancing, remote learning, and telecommuting have become the new normal, many online businesses are […]

Author: Dan Brecher

Link to post with title - "Starting an Online Business in the Era of COVID-19"
Can You Benefit from the Expanded Accredited Investor Definition? post image

Can You Benefit from the Expanded Accredited Investor Definition?

The Securities and Exchange Commission (SEC) has officially expanded the definition of an accredited investor… The Securities and Exchange Commission (SEC) has officially expanded the definition of an accredited investor. The amended definition expands the pool of investors that companies can target when seeking to raise capital via private placements. “Today’s amendments are the product […]

Author: Dan Brecher

Link to post with title - "Can You Benefit from the Expanded Accredited Investor Definition?"

Sign up to get the latest from our attorneys!

Explore What Matters Most to You.

Consider subscribing to our Firm Insights mailing list by clicking the button below so you can keep up to date with the firm`s latest articles covering various legal topics.

Stay informed and inspired with the latest updates, insights, and events from Scarinci Hollenbeck. Our resource library provides valuable content across a range of categories to keep you connected and ahead of the curve.

Let`s get in touch!

* The use of the Internet or this form for communication with the firm or any individual member of the firm does not establish an attorney-client relationship. Confidential or time-sensitive information should not be sent through this form. By providing a telephone number and submitting this form you are consenting to be contacted by SMS text message. Message & data rates may apply. Message frequency may vary. You can reply STOP to opt-out of further messaging.

Sign up to get the latest from the Scarinci Hollenbeck, LLC attorneys!