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Stay informed and inspired with the latest updates, insights, and events from Scarinci Hollenbeck. Our resource library provides valuable content across a range of categories to keep you connected and ahead of the curve.

Client Alert

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Scarinci Hollenbeck remains committed not only to providing top-tier legal services but also to regularly providing information and resources to our client base and internet following. Client Alerts provided by our attorneys supply businesses, municipalities, and more with the latest and relevant legal updates that may impact them and how they might be able to proceed.

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Angela A. Turiano Named Chair of Scarinci Hollenbeck’s Litigation Department

Powerhouse Securities, Regulatory, and Employment Litigation Attorney Angela A. Turiano Tapped to Lead New York and New Jersey Litigation Department New York, NY – January 7, 2025 – Scarinci & Hollenbeck, LLC is proud to announce that Angela A. Turiano has been named Chair of the firm’s Litigation Department, overseeing both New York and New […]

Author: Scarinci Hollenbeck, LLC

January 7, 2025

Nationwide Preliminary Injunction for CTA Filings Lifted

FinCEN Beneficial Owner Reporting Must be Completed by January 13 for pre-2024 Companies On December 23, 2024, the 5th Circuit Court of Appeals lifted the injunction that stayed the enforcement of the Corporate Transparency Act put into place by a federal judge in Texas. The result is that if you are required to file a […]

Author: Scott H. Novak

December 26, 2024

Complying With the EPA’s Updated Guidance on PFAS Handling

The Environmental Protection Agency (EPA) continues to advance its regulatory agenda for per- and polyfluoroalkyl substances, better known as PFAS. On April 9, 2024, the agency published an updated “Interim Guidance on the Destruction and Disposal of Perfluoroalkyl and Polyfluoroalkyl Substances and Materials Containing Perfluoroalkyl and Polyfluoroalkyl Substances.” According to the EPA, the updated guidance […]

Author: Daniel T. McKillop

April 23, 2024

Corporate Governance Explained

With corporations subject to increased scrutiny from investors, consumers, and regulators, the importance of corporate governance law has never been greater. Among its many benefits, strong corporate governance helps businesses operate more efficiently, manage risk, and safeguard against legal and reputational harm. What Is Corporate Governance Law? The term “corporate governance” broadly refers to the […]

Author: Michael J. Sheppeard

March 11, 2024

How 2022 SEC Enforcement Trends Can Boost Compliance in the New Year

The Securities and Exchange Commission (SEC) recently published its enforcement results for FY2022... The Securities and Exchange Commission (SEC) recently published its enforcement results for FY2022. This report is a valuable compliance resource for regulated entities and General Counsels and CCOs, who can learn a great deal from the cases that the Enforcement Division pursues […]

Author: Scarinci Hollenbeck, LLC

December 28, 2022

Compliance

Examining SEC Enforcement Trends Can Boost Your Compliance Efforts

SEC Chair Gary Gensler recently highlighted the pivotal role that enforcement plays in achieving the SEC’s overall mission... In recent remarks at the Securities Enforcement Forum, SEC Chair Gary Gensler highlighted the pivotal role that enforcement plays in achieving the SEC’s overall mission. Using a football analogy, Gensler noted that without referees, teams (without fear […]

Author: Scarinci Hollenbeck, LLC

November 30, 2021

Securities and Exchange Commission

Answering Your Top Questions About New York City’s Biometric Data Privacy Law

NYC businesses should be aware that the City’s new biometric privacy ordinance is now in effect… New York City businesses should be aware that the City’s new biometric privacy ordinance is now in effect. So, if you are not yet in compliance, the time to act is now. Under New York City’s biometric privacy ordinance, […]

Author: Scarinci Hollenbeck, LLC

September 2, 2021

Compliance

SEC Modernizes Advertising and Solicitation Rules 206(4)-1 and 206(4)-3 – Major Changes RIAs Need to Know

The SEC recently unanimously approved a Final Rule that significantly modernizes the current advertising and cash solicitation rules for registered investment advisers… The Securities and Exchange Commission (SEC) recently unanimously approved a Final Rule that significantly modernizes the current advertising and cash solicitation rules for registered investment advisers (RIAs). Neither rule had changed much since the […]

Author: Scarinci Hollenbeck, LLC

January 27, 2021

Compliance

Overhaul of NEPA Regulations Is Now Final -What It Means For Federal Environmental Reviews

The White House’s Council on Environmental Quality (CEQ) has finalized its comprehensive overhaul of the National Environmental Policy Act (NEPA)-implementing regulations... The White House’s Council on Environmental Quality (CEQ), an agency within the Executive Office of the President, has finalized its comprehensive overhaul of the National Environmental Policy Act (NEPA)-implementing regulations. NEPA requires Federal agencies to consider […]

Author: Daniel T. McKillop

July 22, 2020

Remote Regulatory Exam and Response Insights

The Regulatory Examination Process has evolved in positive directions over the past several years. Thanks to these prior process improvements, the SEC, CFTC/NFA and FINRA are able to conduct regulatory exams virtually… The Regulatory Examination Process has clearly evolved in positive directions over the past several years. Thanks in part to these prior process improvements, […]

Author: Scarinci Hollenbeck, LLC

May 29, 2020

COVID-19

Planning for Compliance’s “Next Normal”

Prior to re-opening your firm after COVID-19, now is the time for “after-action risk assessments” (“AARAs”)… Most enterprises and institutions were caught flat-footed by the COVID-19 pandemic despite their Business Continuity or Disaster Recovery Plans (“BCPs” and “DRPs”). Now is the time for “after-action risk assessments” (“AARAs”), prior to re-opening, so that your firm’s step […]

Author: Scarinci Hollenbeck, LLC

May 5, 2020

Would Your Cybersecurity Practices Pass an SEC Exam?

Are your cybersecurity practices up to snuff? The SEC has made cybersecurity one of its top examination priorities… The Securities and Exchange Commission (SEC) has made cybersecurity one of its top examination priorities for securities and financial organizations and participants. The SEC’s Office of Compliance Inspections and Examinations’ (OCIE) cybersecurity initiative was designed to assess […]

Author: Maryam M. Meseha

February 14, 2020

Compliance

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