Financial Services and Regulatory Law

Scarinci Hollenbeck’s Corporate Transactions and Business practice group regularly provides content on various aspects of financial services and regulatory law. To receive our attorneys’ financial services and regulatory law articles please subscribe to our email list.

Examining SEC Enforcement Trends Can Boost Your Compliance Efforts

Examining SEC Enforcement Trends Can Boost Your Compliance Efforts

SEC Chair Gary Gensler recently highlighted the pivotal role that enforcement plays in achieving the SEC’s overall mission… In recent remarks at the Securities Enforcement Forum, SEC Chair Gary Gensler highlighted the pivotal role that enforcement plays in achieving the SEC’s overall mission. Using a football analogy, Gensler noted that without referees, teams (without fear […]

All Articles