Examining SEC Enforcement Trends Can Boost Your Compliance Efforts

Examining SEC Enforcement Trends Can Boost Your Compliance Efforts

Date: November 30, 2021

SEC Chair Gary Gensler recently highlighted the pivotal role that enforcement plays in achieving the SEC’s overall mission… In recent remarks at the Securities Enforcement Forum, SEC Chair Gary Gensler highlighted the pivotal role that enforcement plays in achieving the SEC’s overall mission. Using a football analogy, Gensler noted that without referees, teams (without fear […]

All Articles