White Collar Defense & Investigations

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Scarinci Hollenbeck remains committed not only to providing top-tier legal services but also to regularly providing information and resources to our client base and internet following. Client Alerts provided by our attorneys supply businesses, municipalities, and more with the latest and relevant legal updates that may impact them and how they might be able to proceed.

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Navigating Finance-Related SEC Investigations and Enforcement Actions

In the intricate world of finance, where businesses and individuals tread carefully through a complex web of regulations, the spotlight often falls on SEC investigations and enforcement actions. From the initial investigative stage to the consequential litigation, understanding the regulatory landscape is not just paramount but also a strategic imperative. In this blog post, we […]

Author: Christopher D. Warren

October 31, 2023

The SEC Enforcement Manual: A Valuable Resource for Regulatory Litigation

In the complex world of financial regulations and securities, the SEC Enforcement Manual stands as a guiding light for legal professionals navigating the intricate maze of regulatory litigation. Whether you’re an individual or business that received an SEC subpoena, understanding the insights within the manual can be your key to success. In this blog post, […]

Author: Christopher D. Warren

October 19, 2023

Navigating SEC Litigation Releases and Their Impact

In the intricate world of legal proceedings, one term that frequently emerges is ‘SEC Litigation Releases.’ For individuals and businesses navigating a diverse range of legal landscapes, understanding the implications of these releases can be both empowering and essential. In this blog post, we will delve into the nuances of SEC Litigation Releases and their […]

Author: Christopher D. Warren

October 10, 2023

Wells Notice Decoded: Crafting Your Response for Success

In the complex world of legal matters, the term “Wells Notice” might seem like a cryptic puzzle to those unfamiliar with the jargon. If you’ve received a Wells Notice from the U.S. Securities and Exchange Commission (SEC), whether you’re an individual or a business entity, understanding what a Wells Notice is and how to respond […]

Author: Christopher D. Warren

September 30, 2023

What is a Grand Jury Subpoena and How Does it Differ From Other Subpoenas?

A grand jury subpoena differs from other subpoenas for the very reason that it’s issued by a grand jury—a group of citizens charged with investigating potential criminal activity. Grand juries issue subpoenas to obtain evidence or testimony that will assist them with their investigations. Unlike other subpoenas, a grand jury subpoena is served in secret. […]

Author: Christopher D. Warren

April 18, 2023

What is Wire Fraud and What are the Penalties for Wire Fraud?

What is Wire Fraud? Wire fraud is a federal crime that occurs when a person intentionally uses an interstate communications system to defraud someone else out of property, money or anything else of value. To be guilty of this crime, it must be proven that the individual both acted with a deliberate plan to defraud […]

Author: Christopher D. Warren

April 9, 2023

What is Wire Fraud, and What is the Statute of Limitations for Wire Fraud?

Wire fraud is a serious offense with long-lasting consequences for businesses and individuals. Understanding the legal ramifications of wire fraud is crucial for anyone suspected of committing the crime. This article will discuss wire fraud and the applicable statute of limitations. What Is the Wire Fraud Statute of Limitations? A statute of limitations is a […]

Author: Christopher D. Warren

March 1, 2023

How Long Does an SEC Investigation Take?

How long do SEC investigations take? First, we need to understand them. Simply stated, an SEC investigation is an inquiry by the United States Securities and Exchange Commission (SEC) to determine whether there has been a violation of federal securities laws. The SEC can investigate any person or entity it believes may have violated securities […]

Author: Christopher D. Warren

February 10, 2023

Why Would I Participate in a Proffer Session?

If you are being investigated for a white-collar crime, you may receive a proffer letter from a federal prosecutor. Depending on how the proffer session is handled, this may be a good or bad thing for your case. So before agreeing to a proffer, you first need to understand a proper proffer definition, along with […]

Author: Christopher D. Warren

February 1, 2023

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