Writings by Angela A. Turiano

Angela primarily focuses her practice on handling securities, regulatory and employment litigation matters. She routinely represents financial institutions and their representatives and advisors in customer and employment arbitrations and litigation, as well as regulatory inquiries and enforcement actions.

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Scarinci Hollenbeck remains committed not only to providing top-tier legal services but also to regularly providing information and resources to our client base and internet following. Client Alerts provided by our attorneys supply businesses, municipalities, and more with the latest and relevant legal updates that may impact them and how they might be able to proceed.

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FINRA Rule 3110 Explained

Known as the “Supervision Rule,” FINRA Rule 3110 requires brokerage firms to establish, maintain, and enforce a system to supervise the activities of their associated persons. The rule stipulates that the system of supervision should be reasonably designed to achieve compliance with all applicable regulations established by the Financial Industry Regulatory Authority (FINRA) and the […]

Author: Angela A. Turiano

April 10, 2024

Is Insider Trading a Felony? Legal Insights

For corporate executives and others wondering “Is insider trading a felony,” the short answer is yes. Insider trading violations are often criminally prosecuted as felonies. Accordingly, the penalties can be extremely serious, leading not only to professional and financial ruin but also significant jail time. Understanding Insider Trading Insider trading is the trading of a […]

Author: Angela A. Turiano

March 7, 2024

Prominent Financial Services Veteran Joins Growing NYC Law Practice

Scarinci Hollenbeck NYC Office Welcomes Securities, Regulatory, and Employment Litigation Attorney Angela A. Turiano March 5, 2024 – New York, NY – Financial services attorney Angela A. Turiano left her former firm of 15 years to join Scarinci Hollenbeck’s expanding NYC office. Ms. Turiano brings with her nearly two decades of experience handling securities, regulatory, and […]

Author: Angela A. Turiano

March 5, 2024

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