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Scarinci Hollenbeck remains committed not only to providing top-tier legal services but also to regularly providing information and resources to our client base and internet following. Client Alerts provided by our attorneys supply businesses, municipalities, and more with the latest and relevant legal updates that may impact them and how they might be able to proceed.
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    How 2022 SEC Enforcement Trends Can Boost Compliance in the New Year post image

    How 2022 SEC Enforcement Trends Can Boost Compliance in the New Year

    The Securities and Exchange Commission (SEC) recently published its enforcement results for FY2022... The Securities and Exchange Commission (SEC) recently published its enforcement results for FY2022. This report is a valuable compliance resource for regulated entities and General Counsels and CCOs, who can learn a great deal from the cases that the Enforcement Division pursues […]

    Author: Scarinci Hollenbeck, LLC

    Link to post with title - "How 2022 SEC Enforcement Trends Can Boost Compliance in the New Year"
    Should Delaware Corporate Officers Take Advantage of “Shield” Amendment to DGCL Section 102(b)(7) Allowing for Limited Exculpation of Officers? post image

    Should Delaware Corporate Officers Take Advantage of “Shield” Amendment to DGCL Section 102(b)(7) Allowing for Limited Exculpation of Officers?

    Should Delaware Corporate Officers Take Advantage of “Shield” Amendment to DGCL Section 102(b)(7)? When is it not a good time for corporations to conduct an annual review of their governing documents to determine if any changes are needed? Entering 2023, Delaware corporations should consider amending their certificates of incorporation to exculpate officers from personal liability […]

    Author: Scarinci Hollenbeck, LLC

    Link to post with title - "Should Delaware Corporate Officers Take Advantage of “Shield” Amendment to DGCL Section 102(b)(7) Allowing for Limited Exculpation of Officers?"
    So Your FINRA Expungement Got Approved. What Next? post image

    So Your FINRA Expungement Got Approved. What Next?

    If you have an inaccurate or erroneous customer dispute on your broker’s record, getting it expunged is a no-brainer. But the FINRA expungement process isn’t easy. In fact, the agency calls expungement an “extraordinary remedy” to be used only in limited cases. But let’s say you brought on an experienced legal team who helped you […]

    Author: Christopher D. Warren

    Link to post with title - "So Your FINRA Expungement Got Approved. What Next?"
    What Findings Are Required for FINRA Expungement? post image

    What Findings Are Required for FINRA Expungement?

    Under FINRA Rule 2080, broker-dealer firms, offices, and professionals in the securities industry can request customer disputes be expunged from FINRA’s public records. When reputation is so important to client trust and retention, expungement is a no-brainer. But FINRA has high standards of review and a limited appeals process to challenge decisions – you must […]

    Author: Christopher D. Warren

    Link to post with title - "What Findings Are Required for FINRA Expungement?"
    Donald M. Pepe Named to 2022 ROI Influencers: Real Estate List post image

    Donald M. Pepe Named to 2022 ROI Influencers: Real Estate List

    Annual ROI-NJ Influencers: Real Estate Service Providers List Features Donald M. Pepe In Recognition Of His Role In Redevelopment of Hudson County Little Falls, NJ – December 7, 2022 – ROI-NJ announced their 2022 ROI Influencers: Real Estate Service Providers List featuring Scarinci Hollenbeck attorney Donald M. Pepe. Notably, ROI-NJ also included Mr. Pepe on their […]

    Author: Scarinci Hollenbeck, LLC

    Link to post with title - "Donald M. Pepe Named to 2022 ROI Influencers: Real Estate List"
    What Happens After You Submit a FINRA Expungement Waiver Request? post image

    What Happens After You Submit a FINRA Expungement Waiver Request?

    If you have an inaccurate or defamatory customer dispute on your firm’s FINRA Central Registration Depository (CRD) record, you can ask the agency for expungement. But what happens after you submit a FINRA expungement waiver request? Under FINRA’s policies, expungement is an “extraordinary remedy” that’s appropriate in only limited cases. In order to successfully win […]

    Author: Christopher D. Warren

    Link to post with title - "What Happens After You Submit a FINRA Expungement Waiver Request?"
    Is Your Home Protected from a Medicaid Lien or Not? post image

    Is Your Home Protected from a Medicaid Lien or Not?

    While most seniors have a will and other end of life plans in place, they often unknowingly leave one of their most valuable assets unprotected. Under federal and state law, states must seek to recover long-term care benefits from a Medicaid recipient’s estate after the recipient’s death. Therefore, if you fail to protect your house, it […]

    Author: Frank L. Brunetti

    Link to post with title - "Is Your Home Protected from a Medicaid Lien or Not?"
    New Jersey Environmental Attorney Named Partner post image

    New Jersey Environmental Attorney Named Partner

    Scarinci Hollenbeck Announces Two Attorney Promotions for 2023 Little Falls, NJ – November 22, 2022 – Scarinci Hollenbeck recently announced the promotion of two attorneys. The promotions, effective January 1, 2023, include one new partner, William C. Sullivan, Jr., and one new senior associate, Samantha L. Blake. The firm congratulates both attorneys for their continued growth, […]

    Author: Scarinci Hollenbeck, LLC

    Link to post with title - "New Jersey Environmental Attorney Named Partner"
    The Hispanic Bar Association of New Jersey Names Arianna Mourè Membership Secretary post image

    The Hispanic Bar Association of New Jersey Names Arianna Mourè Membership Secretary

    Congratulations to Labor & Employment Attorney Arianna Mourè for Being Elected to Serve as Membership Secretary and Chair of Membership Committee for the Hispanic Bar Association Little Falls, NJ – November 10, 2022 – Scarinci Hollenbeck congratulates Labor & Employment attorney Arianna Mourè for being elected to serve as Membership Secretary and the Chair of […]

    Author: Scarinci Hollenbeck, LLC

    Link to post with title - "The Hispanic Bar Association of New Jersey Names Arianna Mourè Membership Secretary"
    Claim Preclusion Leads to Early Win in Trademark Suit post image

    Claim Preclusion Leads to Early Win in Trademark Suit

    Could Prior TTAB Decisions Come Back to Haunt You? Claim Preclusion Leads to Early Win in Trademark Suit Over Diesel Marks The apparel and lifestyle brand Diesel recently won summary judgment on its trademark infringement and dilution claims against Diesel Power Gear LLC (“DPG”), a company featured on the Discovery Channel reality TV show Diesel […]

    Author: Michael J. Sheppeard

    Link to post with title - "Claim Preclusion Leads to Early Win in Trademark Suit"
    Proposed New Changes to the FINRA Rule 2080 Expungement Process post image

    Proposed New Changes to the FINRA Rule 2080 Expungement Process

    If you have customer complaints or adverse disclosures reported on your FINRA Central Registration Depository (CRD) against you, those CRD disclosures can seriously hurt your reputation in the securities industry. FINRA CRD complaints may involve claims of sales practice violations, forgery, theft, or misappropriation or conversion of funds. In this article, we take a look […]

    Author: Christopher D. Warren

    Link to post with title - "Proposed New Changes to the FINRA Rule 2080 Expungement Process"
    “Justice in Housing: Know Your Rights” Webinar post image

    “Justice in Housing: Know Your Rights” Webinar

    Scarinci Hollenbeck Partner Bruce Feffer to Present “Justice in Housing: Know Your Rights” Webinar On Tuesday, November 1, 2022, Scarinci Hollenbeck Partner Bruce Feffer will participate in a webinar panel entitled, “Justice in Housing: Know Your Rights”. The webinar is sponsored by the NYC Commission on Human Rights, NYC Racial Justice Commission, NYC Mayor’s Office […]

    Author: Scarinci Hollenbeck, LLC

    Link to post with title - "“Justice in Housing: Know Your Rights” Webinar"

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