What Is a Security? The Answer Matters for Businesses and InvestorsWhether you are a business raising capital or an investor buying securities, understanding the definition of a security is important......Author: Kenneth C. OhMay 10, 2022
New Leadership Pronounces SEC Enforcement PrioritiesThe New Leadership of the SEC's Enforcement Division Recently Laid Out Its Enforcement Priorities for 2018 The new leadership of...Author: Kenneth C. OhJanuary 19, 2018
New Rules To Facilitate Intrastate and Regional Securities OfferingsSecurities and Exchange Commission Seeks to Facilitate Intrastate and Regional Securities Offerings When the Securities and Exchange Commission (SEC) announced...Author: Kenneth C. OhDecember 8, 2015
Comply Officer Awarded $1 Million Whistleblower AwardThe Securities and Exchange Commission (SEC) recently announced the whistleblower award. An award that will give more than $1 million...Author: Kenneth C. OhMay 7, 2015