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YouTuber Keith Gill, “Roaring Kitty,” Loses Broker License

Author: Scarinci Hollenbeck, LLC|March 4, 2021

YouTuber Keith Gill, “Roaring Kitty,” Loses Broker License

Keith Gill’s license to trade was revoked, the Wall Street Journal reports, after inquiries were made into Gill’s “outside business activity” on social media.
 
Could your social media presence be considered an ongoing FINRA violation? If you have received an investigation letter from FINRA, the SEC, or State regulators, call (201) 896-4100 or email info@sh-law.com for a free consultation with the securities attorneys at Scarinci Hollenbeck, LLC.

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YouTuber Keith Gill, “Roaring Kitty,” Loses Broker License

Author: Scarinci Hollenbeck, LLC
Keith Gill’s license to trade was revoked, the Wall Street Journal reports, after inquiries were made into Gill’s “outside business activity” on social media.
 
Could your social media presence be considered an ongoing FINRA violation? If you have received an investigation letter from FINRA, the SEC, or State regulators, call (201) 896-4100 or email info@sh-law.com for a free consultation with the securities attorneys at Scarinci Hollenbeck, LLC.

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