
Dan Brecher
Counsel
212-286-0747 dbrecher@sh-law.comFirm Insights
Author: Dan Brecher
Date: November 28, 2013
Counsel
212-286-0747 dbrecher@sh-law.comHedge fund 13F filings are now available for review. These regulatory filings are noteworthy because they provide private investors a glimpse into where the professionals are placing their money.
For example, Berkshire Hathaway recently released its 13F filing to the public, revealing what stocks legendary investor Warren Buffet and his team bought and sold during the last quarter. The biggest buzz surrounded the firm’s purchase of 40.1 million shares of Exxon Mobil stock. As proof that the investment industry keeps tabs on 13-F filings, shares of Exxon traded higher following Berkshire Hathaway’s release.
Overall, some of the most popular stocks among hedge funds for the third quarter include Facebook, Apple, General Motors, according to a review by The Street. While certainly not groundbreaking news, the filings suggest that these companies remain favored by the industry.
The information is made available to the public under a provision of U.S. securities law. Institutional investors with more than $100 million in assets are required to file a 13F form with the Securities and Exchange Commission. Overall, approximately 3,400 firms—ranging from insurance companies to hedge funds— are required to make the regulatory filings each quarter.
Of course, investors must also recognize that tracking 13F filings as an investment strategy has its shortcomings. While the disclosures reveal a hedge fund’s long positions, they do not offer any information regarding short sales, cash positions, or any other asset class. Due to the timing of the disclosures, the information also lags behind what stocks the hedge fund industry is currently buying and selling. Therefore, they should be used simply as a starting point to conduct more research.
If you have any questions about hedge fund Form 13F filings or would like to discuss the legal issues involved, please contact me, Dan Brecher, or the Scarinci Hollenbeck attorney with whom you work.
No Aspect of the advertisement has been approved by the Supreme Court. Results may vary depending on your particular facts and legal circumstances.
The Trump Administration’s new tariffs are having an oversized impact on small businesses, which already tend to operate on razor thin margins. Many businesses have been forced to raise prices, find new suppliers, lay off staff, and delay growth plans. For businesses facing even more dire financial circumstances, there are additional tariff response options, including […]
Author: Brian D. Spector
Business partnerships, much like marriages, function exceptionally well when partners are aligned but can become challenging when disagreements arise. Partnership disputes often stem from conflicts over business strategy, financial management, and unclear role definitions among partners. Understanding Business Partnership Conflicts Partnership conflicts place significant stress on businesses, making proactive measures essential. Partnerships should establish detailed […]
Author: Christopher D. Warren
*** The original article was featured on Bloomberg Tax, April 28, 2025 — As a tax attorney who spends much of my time helping people and companies who have large, unresolved issues with the IRS or one or more state tax departments, it often occurs to me that the best service that I can provide […]
Author: Scott H. Novak
On January 28, 2025, the Trump Administration terminated Gwynne Wilcox from her position as a Member of the National Labor Relations Board (NLRB or the Board). Gwynne Wilcox, a union side lawyer for Levy Ratner, was confirmed to the Board for an original term in 2021 and confirmed again for a successive five-year term expiring […]
Author: Matthew F. Mimnaugh
Breach of contract disputes are the most common type of business litigation. Therefore, nearly all New York and New Jersey businesses will likely have to deal with a contract dispute at least once. Understanding when to file a breach of contract lawsuit and how long you have to sue for breach of contract is essential […]
Author: Brittany P. Tarabour
Closing your business can be a difficult and challenging task. For corporations, the process includes formal approval of the dissolution, winding up operations, resolving tax liabilities, and filing all required paperwork. Whether you need to understand how to dissolve a corporation in New York or New Jersey, it’s imperative to take all of the proper […]
Author: Christopher D. Warren
No Aspect of the advertisement has been approved by the Supreme Court. Results may vary depending on your particular facts and legal circumstances.
Consider subscribing to our Firm Insights mailing list by clicking the button below so you can keep up to date with the firm`s latest articles covering various legal topics.
Stay informed and inspired with the latest updates, insights, and events from Scarinci Hollenbeck. Our resource library provides valuable content across a range of categories to keep you connected and ahead of the curve.
Let`s get in touch!
Sign up to get the latest from the Scarinci Hollenbeck, LLC attorneys!