Writings by Christopher D. Warren

Mr. Warren routinely handles business-to-business disputes, government investigations, and complex enforcement proceedings on behalf of clients before regulatory entities such as the U.S. Securities and Exchange Commission, FINRA, and state regulatory agencies such as the Attorney General Office.

Client Alert

Library

Scarinci Hollenbeck remains committed not only to providing top-tier legal services but also to regularly providing information and resources to our client base and internet following. Client Alerts provided by our attorneys supply businesses, municipalities, and more with the latest and relevant legal updates that may impact them and how they might be able to proceed.

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Do You Need an Attorney to Dissolve a Business?

Closing your business can be a difficult process no matter what the circumstances. After all, you have likely poured significant money, time, and effort into your business. While it may seem more costly and time-consuming, working with an attorney to dissolve your business formally is always a good idea. If a business dissolution is not […]

Author: Christopher D. Warren

July 5, 2024

Business Disputes

The ABCs of Business Fraud Prevention

Business fraud can result in enormous financial losses, as well as reputational harm and legal liability. Businesses lose a staggering five percent of revenue to fraud each year, according to the Association of Certified Fraud Examiners (ACFE) 2022 Report to the Nations on Occupational Fraud and Abuse. This is why business fraud prevention is pertinent. […]

Author: Christopher D. Warren

March 15, 2024

Breaking Ties: The Essentials of the Dissolution of a Business Partnership

The dissolution of a business partnership is not as simple as shutting the doors. Just like when launching a new business, there is a legal process that must be followed to ensure that you and your business don’t face unintended liability. In addition to reaching an agreement between partners to wind down the partnership, other […]

Author: Christopher D. Warren

March 13, 2024

Business Disputes

Resolving Business Litigation and Contract Disputes

Even when businesses work diligently to minimize the risk of ending up in court, there are situations when business litigation is unavoidable. Whether you are dealing with a breach of contract, intellectual property infringement, or real estate dispute, it is imperative to be proactive. Working with experienced counsel allows you to make informed decisions from […]

Author: Christopher D. Warren

January 6, 2024

With Cryptocurrency in Regulators’ Crosshairs, What’s Next for the Industry?

Scrutiny of the cryptocurrency industry continues to grow, with both state and federal regulators arguing that more needs to be done to protect investors. On October 19, 2023, the New York Office of Attorney General filed suit against cryptocurrency companies Gemini Trust Company (Gemini), Genesis Global Capital, LLC, and its affiliates (Genesis), and Digital Currency […]

Author: Christopher D. Warren

December 28, 2023

Blockchain Technology

Will Sweeping AI “Equity” Regulations Do More Harm than Good?

The Biden Administration is working feverishly to regulate artificial intelligence (AI), announcing a series of executive actions in recent months. The Administration’s latest Executive Order, announced on October 30, 2023, establishes broad new standards for AI tools, such as requiring companies like Google, Amazon, and OpenAI to share safety test results with the federal government. […]

Author: Christopher D. Warren

December 24, 2023

Navigating Finance-Related SEC Investigations and Enforcement Actions

In the intricate world of finance, where businesses and individuals tread carefully through a complex web of regulations, the spotlight often falls on SEC investigations and enforcement actions. From the initial investigative stage to the consequential litigation, understanding the regulatory landscape is not just paramount but also a strategic imperative. In this blog post, we […]

Author: Christopher D. Warren

October 31, 2023

The SEC Enforcement Manual: A Valuable Resource for Regulatory Litigation

In the complex world of financial regulations and securities, the SEC Enforcement Manual stands as a guiding light for legal professionals navigating the intricate maze of regulatory litigation. Whether you’re an individual or business that received an SEC subpoena, understanding the insights within the manual can be your key to success. In this blog post, […]

Author: Christopher D. Warren

October 19, 2023

Navigating SEC Litigation Releases and Their Impact

In the intricate world of legal proceedings, one term that frequently emerges is ‘SEC Litigation Releases.’ For individuals and businesses navigating a diverse range of legal landscapes, understanding the implications of these releases can be both empowering and essential. In this blog post, we will delve into the nuances of SEC Litigation Releases and their […]

Author: Christopher D. Warren

October 10, 2023

Wells Notice Decoded: Crafting Your Response for Success

In the complex world of legal matters, the term “Wells Notice” might seem like a cryptic puzzle to those unfamiliar with the jargon. If you’ve received a Wells Notice from the U.S. Securities and Exchange Commission (SEC), whether you’re an individual or a business entity, understanding what a Wells Notice is and how to respond […]

Author: Christopher D. Warren

September 30, 2023

Navigating Shareholder Disputes and Business Dissolution

As a business partner, your day-to-day is filled with collaboration, innovation, and a desire for growth. However, when open communication becomes stonewalled and demands for clarity from your partners provide no assurance, it may be time to involve business counsel in clearing up the dispute. It is vital from the outset to have a clear […]

Author: Christopher D. Warren

September 17, 2023

Title IX Explained: Unveiling Federal Law and Crucial Requirements for Schools

In the realm of education and equal opportunities, Title IX stands as a beacon of progress and inclusivity. If you’re looking to gain a deeper understanding of Title IX’s implications for educational institutions, this comprehensive guide will shed light on the essential aspects of this federal law. From its scope and purpose to its impact […]

Author: Christopher D. Warren

September 12, 2023

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