Paul A. Lieberman has a distinguished legal practice devoted to client-centric representation in the financial services industry, including broker-dealers, ...
New SEC Rule Targets Securitization Market Conflicts of Interest
On January 25, 2023, by a unanimous vote, the SEC issued a proposed rule to implement Section 27B of the...
How 2022 SEC Enforcement Trends Can Boost Compliance in the New Year
The Securities and Exchange Commission (SEC) recently published its enforcement results for FY2022... The Securities and Exchange Commission (SEC) recently...