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Paul A. Lieberman Articles

Paul A. Lieberman has a distinguished legal practice devoted to client-centric representation in the financial services industry, including broker-dealers, ...
New SEC Rule Targets Securitization Market Conflicts of Interest

New SEC Rule Targets Securitization Market Conflicts of Interest

On January 25, 2023, by a unanimous vote, the SEC  issued a proposed rule to implement Section 27B of the...
February 22, 2023
    How 2022 SEC Enforcement Trends Can Boost Compliance in the New Year

    How 2022 SEC Enforcement Trends Can Boost Compliance in the New Year

    The Securities and Exchange Commission (SEC) recently published its enforcement results for FY2022... The Securities and Exchange Commission (SEC) recently...
    December 28, 2022
    Should Delaware Corporate Officers Take Advantage of “Shield” Amendment to DGCL Section 102(b)(7) Allowing for Limited Exculpation of Officers?

    Should Delaware Corporate Officers Take Advantage of “Shield” Amendment to DGCL Section 102(b)(7) Allowing for Limited Exculpation of Officers?

    Should Delaware Corporate Officers Take Advantage of “Shield” Amendment to DGCL Section 102(b)(7)? When is it not a good time...
    December 27, 2022
    NJ OAG Enforcement Action Highlights Cyber Risks for Real Estate and Financial Companies That Failed to Protect Against Identity Theft

    NJ OAG Enforcement Action Highlights Cyber Risks for Real Estate and Financial Companies That Failed to Protect Against Identity Theft

    In the event of a data breach, the failure to comply with cybersecurity laws can lead to costly penalties as...
    June 13, 2022

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