Now Hiring Securities and Regulatory Attorney
Scarinci Hollenbeck is a mid-size, regional, general practice law firm -selected as one of NJBiz’s “2017 Best Places to Work in NJ” – with offices in the NJ / NY Metropolitan area. Our commitment to excellence, combined with our creative and collaborative workplace, has earned our firm an unparalleled reputation with clients and the legal community.
We are looking for a seasoned attorney to join our highly regarded, growing Securities & Regulatory Practice Group based out of our Red Bank, NJ office
Our ideal candidates will possess at least three years of securities/advisory/regulatory/litigation experience.
Knowledge of basics of SEC/FINRA rules/regulations including:
- supervision, AML/privacy
- best practices, regulatory developments – comment letters
- related commercial transitions.
Must have excellent academic credentials, strong organization, research, writing, communication, and analytical skills.
Experience in SEC, FINRA, state investigations, document production/responses, OTR/depositions, and regulatory proceedings and customer arbitrations. Experience in drafting regulatory industry-specific operational agreements/documents; prior work on private placements, public offerings and compliance under 34 Act preferred. Knowledge of equity, bond, futures markets preferred. Some client contact and development past experience.
We offer a competitive salary, excellent benefits including medical insurance, 401(k), and a cafeteria plan of options, plus the potential for commission.
Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, sexual orientation, gender identity, disability or protected veteran status.
- N.Y. and N.J. Bar
- Resume, cover letter, and a writing sample must be sent to Peter S. Moeller, Director of Marketing & Communications, at firstname.lastname@example.org