Publications

How To Check On Your Broker - Bottom Line Inc. (June 1, 2016)

Public Offerings - New York Practice Guide, Business and Commercial, Chapter 9, Matthew Bender & Co. (1994)

The Role of Underwriters in ’33 Act Filings - Vol. 52 New York State C.P.A. Journal, No. 3 (1999)

Buying and Selling a New York Business - Lorman Business Center, Inc. ()

Corporate Buy-Out Without Cash - 5 Boardroom Reports No. 5 ()

Self-Underwriting 5 Boardroom Reports No. 15 - Self-Underwriting 5 Boardroom Reports No. 15 ()

Going Public - 7 Boardroom Reports No. 21 ()

Customer Rights - Barron's, Vol. LXV No. 31 ()

Investing With A Brokerage Firm - Investigate, Vol. 1, No. 9 ()

Bring Securities Cases in New York If Possible - 8 Boardroom Reports No. 11 ()

Raising Money Through Unregistered Securities - 8 Boardroom Reports No. 21 ()

When to Sue Your Stockbroker - Bottom Line Personal, Vol. 6, No. 8 ()

Ten Things Your Broker Doesn't Want You to Know - Bottom Line Personal Vol.9, No.6 ()

Five Questions to Address Before You Develop A Business Plan - Bottom Line Personal, Vol. 15, No.3 ()

Better Way To Sell A Business - 15 Boardroom Reports, No. 9 ()

Raising Capital on The Internet - Bottom Line Personal, Vol. 26, No. 11 ()

How To Spot a Ponzi Scheme: Lessons From the Madoff Scandal - Bottom Line Personal, Vol. 30, No.3 ()

Is Your Financial Adviser Fishing for Fees? - Bottom Line Personal, Vol. 31, No.8 ()

When Making a Small Public Offering Under Regulation A - 26 The Practical Lawyer, Nos. 2 & 3, republished in The Practical Lawyers Manual of Business Forms and Checklists, American Law Institute-American Bar Association (1984)

Officers' and Directors' Liability - New York Forms of Jury Instruction, Chapter 24, Matthew Bender & Co. (1994)

Securities Arbitration of Customer Claims Alleging Unsuitability, Improper Markups/Markdowns or Breach of Fiduciary Duties - Chapter 31, Securities Arbitration (1996)

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