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  • Kenneth C. Oh is a corporate and securities attorney in the firm’s New York office. As a transactional and securities lawyer, Mr. Oh advises publicly held and privately owned clients in a variety of industries in a broad range of corporate, securities, financing, and technology transactions. His experience includes representation of publicly-held companies, private start-ups and emerging growth companies, venture capital and private equity firms, entrepreneurs, high net individuals, broker-dealers, investment advisers, and other securities professionals.

    Biography

    Kenneth C. Oh is a corporate and securities attorney in the firm’s New York office. As a transactional and securities lawyer, Mr. Oh advises publicly held and privately owned clients in a variety of industries in a broad range of corporate, securities, financing, and technology transactions. His experience includes representation of publicly-held companies, private start-ups and emerging growth companies, venture capital and private equity firms, entrepreneurs, high net individuals, broker-dealers, investment advisers, and other securities professionals.

    Areas of practice include advising issuers, underwriters and investors in public offerings and private placements of equity and debt offerings, advising companies and investment professionals on regulatory, compliance and reporting requirements under federal and state securities laws and SRO regulations, advising boards on corporate governance matters, and advising clients on corporate transactions, including mergers, acquisitions, divestitures, tender offers, exchange offers, and going public and private transactions.

    Mr. Oh also provides business counseling to clients on a variety of other business and transactional matters, including intellectual property licensing, technology and e-commerce transactions, information security and data privacy issues, management and employee compensation and incentive plans, and joint ventures and strategic partnering transactions. Mr. Oh also has extensive experience in business and investment litigation matters.

    Education

    • Fordham University School of Law (JD, 1997)
    • Pomona College (BA, 1993)

    Bar Admissions

    New York

    • U.S. District Court, S.D.N.Y
    • U.S. District Court, E.D.N.Y

    Affiliations

    • American Bar Association
    • New York State Bar Association
    • Association of the Bar of the City of New York
    Publications
    TitlePublisherDate
    Securities OfferingsChapter 9 of the New York Practice Guide, Business and Commercial, Matthew Bender & Co.2006
    A Guide to Buying or Selling a New York BusinessLorman Education Services2001

    Education

    • Fordham University School of Law (JD, 1997)
    • Pomona College (BA, 1993)

    Bar Admissions

    New York

    • U.S. District Court, S.D.N.Y
    • U.S. District Court, E.D.N.Y

    Affiliations

    • American Bar Association
    • New York State Bar Association
    • Association of the Bar of the City of New York
    Blogs

    New Rules To Facilitate Intrastate and Regional Securities Offerings

    Posted on Tuesday December 08, 2015
    Securities and Exchange Commission Seeks to Facilitate Intrastate and Regional Securities Offerings When the Securities and Exchange Commission (SEC) announced its finalized crowdfunding regulations i...

    Compliance Officer Awarded $1 Million Whistleblower Award

    Posted on Thursday May 07, 2015
    The Securities and Exchange Commission (SEC) recently announced the whistleblower award. An award that will give more than $1 million dollars to a compliance officer who provided information resulted ...

    Here’s How To Avoid March Madness Trademark

    Posted on Monday March 23, 2015
    The NCAA men’s basketball tournament aka March Madness always creates a nation wide stir. While it may be tempting to incorporate the frenzy surrounding the games into your company’s marketing...

    SEC Reviewing Rule Regarding Conflicting Proxy Proposals

    Posted on Thursday March 19, 2015
    In January 2015, Securities and Exchange Commission Chair Mary Jo White recently directed agency staff to review the scope of Rule 14a-8(i)(9) promulgated under the Securities Exchange Act of 1934 and...
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    Education

    • Fordham University School of Law (JD, 1997)
    • Pomona College (BA, 1993)

    Bar Admissions

    New York

    • U.S. District Court, S.D.N.Y
    • U.S. District Court, E.D.N.Y

    Affiliations

    • American Bar Association
    • New York State Bar Association
    • Association of the Bar of the City of New York