Kenneth C. Oh
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Kenneth C. Oh is a corporate and securities attorney in the firm’s New York office. As a transactional and securities lawyer, Mr. Oh advises publicly held and privately owned clients in a variety of industries in a broad range of corporate, securities, financing, and technology transactions. His experience includes representation of publicly-held companies, private start-ups and emerging growth companies, venture capital and private equity firms, entrepreneurs, high net individuals, broker-dealers, investment advisers, and other securities professionals.

Areas of practice include advising issuers, underwriters and investors in public offerings and private placements of equity and debt offerings, advising companies and investment professionals on regulatory, compliance and reporting requirements under federal and state securities laws and SRO regulations, advising boards on corporate governance matters, and advising clients on corporate transactions, including mergers, acquisitions, divestitures, tender offers, exchange offers, and going public and private transactions.

Mr. Oh also provides business counseling to clients on a variety of other business and transactional matters, including intellectual property licensing, technology and e-commerce transactions, information security and data privacy issues, management and employee compensation and incentive plans, and joint ventures and strategic partnering transactions. Mr. Oh also has extensive experience in business and investment litigation matters.

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Title Publisher Date
Securities Offerings Chapter 9 of the New York Practice Guide, Business and Commercial, Matthew Bender & Co. 2006
A Guide to Buying or Selling a New York Business Lorman Education Services 2001

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Does New Jersey’s New LLC Law Impact Your Business?
Posted on Monday April 07, 2014

business man w arrowNew Jersey’s Revised Uniform Limited Liability Company Act (the “Revised Act”) became effective on March 1, 2014. The Revised Act was effective as of March 18, 2013 for newly formed LLCs and now applies to all New Jersey LLCs regardless of when formed. The changes in the law are significant enough to warrant managers and members […]

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SEC Moving Forward on CEO Pay Disclosure Rules
Posted on Wednesday November 13, 2013

Jersey city employment attorneyThe Securities and Exchange Commission (SEC) is moving forward on rules that will require companies to disclose their CEO-to-worker pay ratio. The rule is mandated under the Dodd-Frank Act. The proposal would specifically amend existing executive compensation disclosure rules to require companies to disclose: The median of the annual total compensation of all its employees […]

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SEC Proposes Long-Awaited Crowdfunding Rules
Posted on Monday November 04, 2013

Venture fundingAfter months of delays, the Securities and Exchange Commission (SEC) finally released proposed rules pursuant to the JOBS Act to permit companies to offer and sell securities through crowdfunding. While crowdfunding has become a popular way to raise money online, securities regulations kept it out of reach for many investors and small businesses. Once final […]

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Raging Bull Case Headed to the U.S. Supreme Court
Posted on Thursday October 17, 2013

Elizabeth business attorneyThe U.S. Supreme Court recently added a copyright dispute involving the film Raging Bull to its docket. The plaintiff, Paula Petrella, alleges that the film infringes a 1963 screenplay written by her late father, Frank Petrella. The Academy Award winning film starred Robert Di Nero and was directed by Martin Scorsese. It chronicles the life […]

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CEO Succession Planning: Did Microsoft Get It Right?
Posted on Thursday September 05, 2013

Corporate governanceSteve Ballmer’s recent announcement that he was stepping down as Chief Executive Officer of Microsoft Inc. made headlines across the globe. According to his open letter to Microsoft employees, Ballmer will stay on the job for the next 12 months while the board of directors solidifies a successor. While whether Ballmer voluntarily decided it was […]

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